MATRIX PHILOSOPHY: REALTY, WHAT MATTERS, AND THE MATRIX by Iacovos Vasiliou
The Matrix is, at its core,
a film with a moral plot. We, the viewers, like the heroes, are in
on a secret: The reality that forms the lives of millions of human
beings is not real. The world that seems real to most people is in
fact a computer-generated simulation, but almost no one knows it.
In reality human beings are floating in liquid in machine pods, with
tubes connected to them in a grotesque post-apocalyptic world where
the sun is blotted out. To the average person, of course, it seems
to be the ordinary world of 1999. Although some details of the history
remain untold, it is an essential part of The Matrix that we
are provided with a specific account of how all of this happened.
There was a battle between human beings and machines whose cognitive
capacity had surpassed their own. In a desperate attempt to win, human
beings blocked out the sun's light in order to deprive the machines
of their power source. Despite this extreme tactic, the humans lost,
were enslaved, and are now farmed to supply energy sources for the
machines. The machines induce the appearance of ordinary 1999 life
in the human beings with a computer generated "virtual community"
for the purpose of keeping them docile and asleep so that they and
their offspring can be used like living batteries. While humans seem
to walk around in an ordinary life, their minds are radically deceived
and their bodies are exploited. The heroes are thus depicted as fighting
a noble battle for the liberation of the human species. 1
I have so far drawn out two aspects of the "moral background"
of the film: enslavement and deception. We should also note the perspective
we have on the Matrix as viewers of The Matrix. We have what
is sometimes called a "God's eye" perspective: we can see
both the Matrix reality and "real" reality.
We are let in on the truth about the situation, and we are not supposed
to question, for example, whether the battle between Morpheus and
his friends and the Agents is itself being conducted in another "meta-matrix",
or whether the view of the human pods we see might only be some sort
of dream image or illusion. As viewers of the Matrix, we are in on
the truth and we can see for ourselves that human beings are both
enslaved and deceived. Given the outlined history, we are meant to
understand the situation of the humans as a terrible and unfair one.
1. How Does the Matrix Differ
from Reality?
Excluding, for the moment, the
heroes Morpheus, Trinity, eventually Neo, and the rest of their
crew and the machines, no one in the Matrix shares our
God's eye perspective. In everyday life as well, as far as we know,
reality is simply there. When we watch the film, we identify with
the heroes in part because we are repulsed by the idea that human
beings are enslaved and deceived.2
It is easy to find these two elements at work in The Matrix
in part because we think of enslavement and deception as things that
are done to some people by others; one group of people enslaves another,
or one person or group deceives others. In the film it is the machines
who are the agents of slavery and deception and almost all of the
humans are victims. But how does the Matrix, and the situation of
the ordinary people within it differ from reality and the people within
it (i.e., us)?
Let's begin with enslavement. We are forced to do many things in ordinary
reality: we must eat, drink, sleep, on penalty of death. Also, no
matter what we do, we shall eventually, within a fairly predictable
time frame, die; we cannot stay alive forever, or even for a couple
of hundred years. We can't travel back and forth in time; can't fly
to other planets by flapping our arms. The list could go on and on,
and I have simply offered limits we are subject to in virtue of the
laws of nature. In other words, compared with some easily imaginable
possibilities, we are severely constrained, in a type of bondage,
though ordinarily most of us don't think of it as such. Writers, artists,
philosophers, and theologians over the centuries have of course been
keenly aware of these limitations, examined many forms of human bondage,
and offered various types of suggestions as to how to free ourselves.
Human beings have longed to "break out" of this reality,
to transcend the imposed limitations on their physical being. Moreover,
we should be clear that these limitations are imposed on us.
We simply find ourselves in this condition, with these rules: we all
die within approximately 100 years. It has nothing to do with our
voluntary choice, our wishes, or our judgements about what ought to
be the case.
Who has done this to us? Answering this question is important to some
degree because we typically use the term "enslavement" to
refer to something done by one agent to some others. In the case of
the constraints I outlined above it may be harder, initially, to find
anyone on whom to pin the blame. But of course human beings have offered
answers to this question: one is God; another, the laws of nature.
Religious thinkers have struggled with questions about why we should
not be angry at God for constraining us in the ways he does: why do
people die, why can't we go back in time, travel to other planets,
etc.? Others conclude that God is not constraining us, but simply
the laws of nature. At least at first this thought might be a bit
more palatable insofar as we think of the laws of nature as impersonal
features of reality; no one made them that way (if God did, then we
get angry at him again). They do not mean to constrain us and
there is no mind or intelligent force actively doing anything to us.3
Either way, however, our actual situation is one of involuntary constraint,
much akin to the humans' situation in the Matrix, except that it is
not at the hands of machines against whom we lost a war, but at the
hands of God or "nature".
The second aspect of the moral background of The Matrix is
deception. Human beings are being actively deceived by the Matrix
into believing things about reality that are not true. Deception offends
many people, except perhaps for committed subjectivists, since many
people believe that they want to know, or at least have the right
to know, the truth, even if it is terrible. For one person, or a group
of people, purposefully to keep others in the dark about some truth
is to diminish the respect and authority of those people; it is to
act patronizingly and paternalistically. In such situations, a few
people decide which truths others can handle, and which they can't.
Although this happens routinely consider the relationship between
those who govern and those who are governed many people bristle
at this idea and want the scope of such filtering of the truth to
be severely limited.
We might think, however, not about the deception of some people by
others (just as we did not look at the enslavement of some people
by others), but the deception of humanity in general. In Homer's Iliad
and Odyssey the gods are depicted throughout as capriciously
deceiving human beings, compelling them knowingly and unknowingly
to do specific things, and generally interfering quite frequently
in human affairs. The humans in Homer certainly seem to be caught
in a matrix of sorts, with gods and goddesses operating on a plane
of reality that is not accessible to them (unless the gods want it
to be) but that nevertheless often affects matters in the humans'
ordinary reality. As human beings began to understand that the Earth
rotated around the Sun, and not vice versa, Descartes certainly worried
about the extent to which God had had a hand in deceiving all of humanity
for tens of thousands of years up to that point. He devotes a significant
portion of the Meditations4
to worrying about how an all-good, all-knowing, and all-powerful God
could have allowed (and whether indeed he was complicit in) people's
radical deception about the relative motions of the planet they live
on, and other truths that turn out to be radically different from
how things seem to be.
So in our ordinary situation, without any cruel machines doing anything
to us, we realize that there are nevertheless many things we cannot
do, and we know that we humans have been radically deceived by natural
phenomena (or by the gods, or by God) about things in the past, and
that it only stands to reason that we may be radically mistaken about
our explanations of things now. I say people's "radical deception",
despite the fact that, as with being enslaved, being deceived also
seems to require an agent someone to do the deceiving.
We should note, however, that we talk of being deceived or fooled
by mirrors, or by the light, or by angles. Natural phenomena are often
described as contributing to our misunderstanding of them for a reason.
Even though human beings were mistaken for millennia about the fact
that the Earth moves relative to the Sun, and not the other way round,
it is hard to describe our error as simply having "made a mistake",
as though humanity forgot to carry the two in some addition calculation.
Surely part of the reason that it took humans so long to understand
the motions of the Earth is that the appearances themselves are deceptive:
it certainly looks as though the Sun is moving across the sky.5
We can see the very development of philosophy, art, religion, science,
and technology as all stemming from a drive to "free humanity"
from such deception and enslavement, as part of a struggle to achieve
the position of a Morpheus or a Neo.6
We develop planes to break the bonds of gravity that keep us physically
on the surface of the Earth; we develop complex experiments and gadgets
designed to discover the truth about things independently of how they
may appear.
My first point, then, is that if we could get hold of the being responsible
for setting up the reality we're actually in, then we could perhaps
"free" ourselves, finally knowing the full truth about things,
and being able to manipulate reality. If God is responsible, we would
need to plead with him successfully, or to fight him and win; if it's
the mathematical formulae (computer programs?) underlying "the
laws of nature," we would need to learn how to write and rewrite
them. We would then all be Neos.7
We might note too, at this big-picture level, a difference between
the Homeric gods and the Judaeo-Christian-Islamic God. In Homer's
world the gods were frequently literally in battle with humans who
were greatly outmatched, although not entirely impotent much
like the humans that, before Neo, fought with the "Agents".
With the God of the major contemporary religions, he is, by definition,
all-good. From this perspective, we should not fight God, for
he set things up the way he did for a wise and benevolent reason;
rather, we need to learn to accept the position he has put us in (this
"mortal coil", our reality, our matrix) and, then, if we
act certain ways, or do certain things, he will free us from this
reality after we "die" (i.e. not go out of existence, but
end our stay in this reality) and show us the truth in heaven.
I hope this necessarily brief discussion enables us to see the importance
of both the God's eye perspective and the moral background of the
film for effecting a difference between the situation depicted in
The Matrix and our ordinary condition. As viewers of the film
we are in a special position: we can see both inside and outside of
the Matrix. We can see that it is not a benevolent God who has set
up this 1999 reality, replete with constraints and deceptive appearances,
pain and toil, for some wonderful, miraculous purpose. Nor is the
reality of most people in the Matrix the result of impersonal laws
of nature. Instead, machines who use human beings as batteries are
responsible for what counts as reality for most people. The Matrix
then supplies us the viewers with a definitive answer about who is
responsible for what most human beings take to be reality.8
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2. A Benevolently Generated
Matrix
Now The Matrix could be
significantly altered, without changing anything in the Matrix. Imagine
that the real world is a post-apocalyptic hell, just as in the film,
but, unlike in the film, suppose that the cause of the world's being
in such a state is not some battle with machines that wanted to enslave
us, but the emission of so many greenhouse gases with our three-lane-wide
SUVs that we completely obliterated the ozone layer and thereby rendered
the planet uninhabitable by us or by the plants and animals that we
rely on for our survival. Suppose further that sometime in the future,
in order to save the human race, scientists set up an enormous
self-sustaining machine, just as in the film (minus the scary "Sentinels"),
designed to keep the human species alive and reproducing for the 100,000
years it will take for whatever weeds are left on the planet to fix
our atmosphere and make the planet once again habitable in a normal
way. The machine operates simply on solar power (since, on this scenario,
the sun is now stronger than ever, frying almost everything else on
the planet), so that human beings are not needed as "batteries".9
While humans are stuck in this state, the scientists create the Matrix
for them to "live" their lives in instead of being conscious
of floating in a vat for the length of their life, which would clearly
be a most horrific torture. Once the power of the sun is diminished
to a habitable degree (because of the repaired atmosphere) the machine
would "wake" us humans, and we could go back to living on
the planet.
The ordinary person in this scenario is in the same condition as an
ordinary person in the film, except that instead of the Matrix being
the diabolical result of evil machines who exploit the human race,
it is the result of benevolent human beings trying to keep the human
race alive in as good condition as possible under the terrible circumstances.
Of course it would seem no different to the person in
the Matrix. We, the viewers, however, would have quite a different
response to The Matrix. There would be no enemy to fight, no
injustice to rectify (the pushers of SUVs being long dead). If there
were a Morpheus in this situation, how would we think of him? If Morpheus
and his friends had left the Matrix, and figured out that they could,
with extreme difficulty, survive in the devastated world (eating disgusting
porridge, etc.), should they go about "freeing" everyone,
even if it would take another 10,000 years for the Earth to return
to its present state of habitability?
As Chris Grau discusses in his introductory essay (section "C"),
the Matrix is importantly different from Robert Nozick's "experience
machine".10
Grau points out that we retain free will in the Matrix. The "world"
in the Matrix will respond to our free choices, just as the ordinary
world does now. Another difference that I think is quite significant
is that in the Matrix, unlike in the experience machine, I am really
interacting with other human minds. There is a community of human
beings. With the experience machine, it is all about my experience,
which is the private content of my own consciousness. It is imaginable
that I am alone in the universe, floating in a vat set up by a god
who has since committed suicide. In sceptical problems that stem from
the Evil Genius hypothesis in Descartes' first Meditation,
there is a threat of solipsism and the dread of feeling that one might
be alone in the universe.11
In the Matrix, however, when two people meet there are really two
consciousnesses there that are each experiencing "the same things"
from their respective positions. Everyone is hooked up to one and
the same Matrix; there are not unique matrices generated for each
individual. Of course people aren't really shaking hands their
hands are in vats but it seems to each of their consciousnesses,
not just to one consciousness, that they are shaking hands. This feature
of the Matrix is also a respect in which life in the Matrix is critically
unlike a dream, despite the fact that the humans are described
as "dreaming".12
Regardless of the amount of conscious control one has or lacks in
a dream, a dream is private to one's own consciousness. It
is part of the grammar of "dream", as Wittgenstein might
say, that only I can have my dream.13
Now this seems to me to be of enormous significance in thinking about
the Matrix. If two people fall in love in the Matrix, in what sense
would their love not be real? It would not be as if a person merely
dreamt that he had fallen in love with someone; for in a dream
that person is not really there at all, just like in Nozick's experience
machine. It is true that in the Matrix they would not really be giving
each other flowers, or really holding hands. They would, however,
both be experiencing the same things together. They would know each
other as persons, who display their characters in how they react to
all of the in one sense "unreal" situations
of the Matrix. Moreover, people in the Matrix really suffer and experience
pain, and when they die in the Matrix, they die in the "real
world" too. The fact that one and the same Matrix is inhabited
by millions of minds means that millions of people are really
interacting, even if the physical universe in which they are interacting
is radically different from how it appears.
Consider as well writing a novel, a poem, or a philosophy paper. Or
consider painting or dancing, making music or a movie. Would any of
these activities be affected by the fact that what I took to be material
objects were objects that were computer generated? And if not, in
the benevolently generated Matrix I hypothesized we would seem clearly
better off as a species, developing artistically, intellectually,
loving each other within the Matrix rather than fighting for survival
and barely succeeding outside of it. If my aim in life was to write
some extraordinary philosophy or a ground-breaking novel, surely I
could do that far better within the Matrix than outside of it where
a person must battle simply for his or her survival. After all, where
does my novel or my philosophy paper exist for much of its genesis
and storage? In a computer of course. If I wrote a novel in the Matrix,
and you read it, and so did 10,000 other minds, and I then win the
Pulitzer Prize for it, in what sense would it be unreal or even diminished
in value? This differs again from the experience machine. In the experience
machine, I might have programmed it so that it would seem to
me that I had written a brilliant novel and that people had appreciated
it. In fact, however, no one would have read my novel and I would
have simply programmed myself with memories of having written it,
although I never really did. In the Matrix, however, I am not given
false memories, and I do really interact with other minds. Physics
as we know it would be false (not of course the physics of the Matrix,
which scientists would study and which would progress as does ordinary
science; see below). But art and human relationships would not be
affected. I am trying to show that while we are attached to reality,
we are not attached to the physical per se, where that refers
to what we think of as the underlying causes of the smells, tastes,
feels, sights, and sounds around us: they could be molecules, they
could be computer chips, they could be the whims of Homeric gods.
Indeed, very few human beings have much understanding of contemporary
physics and what it maintains things "really" are.14
Nozick's experience machine may have shown us that we have an attachment
to the real, an attachment to the truth that we are really
doing things, really accomplishing things, and not just seeming
to, but we should not for that reason think we are necessarily attached
to a certain picture of the physical or metaphysical constitution
of things.
I would like return to the question of the sense in which the reality
of the Matrix is different from the real world. I think that there
is an important difference between being deceived about the reality
of an object and being deceived about the real underlying physical
or metaphysical cause of something. Avoiding deception and error about
the latter is the concern of physics (and metaphysics). That we might
be wrong, indeed radically wrong, about the physics/biology of an
elephant is quite different from hallucinating that there is an elephant
in front of you, or dreaming of an elephant, or experiencing an elephant
in Nozick's machine. In the latter three cases, one is deceived about
the reality of an object, about whether there is an elephant there
at all. I am not saying that the actual physics or metaphysics of
a thing will not determine whether it is there; if something
is really the underlying cause of something else, of course it must
determine its existence. I do claim, however, that given the
reality of a thing, knowing its true physical/metaphysical explanation
neither augments nor diminishes its value or its reality.15
To discover that, contrary to what you had believed, elephants evolved
from single-celled sea creatures and are mostly water, and that water
consists of molecules, and that molecules consist of atoms, and that
there is a certain interrelationship between matter and energy
that is all part of science's attempt to understand the truth about
physical reality. None of these conclusions impugns the elephant's
reality or the value it has in the world. What substances at bottom
are is a question for science or, perhaps, metaphysics. The
moral background of the film is quite relevant here. If the fact that
we are in the Matrix is simply a matter of our being incorrect about
or ignorant of what the real physics of things is, then the Matrix
is quite close to our ordinary situation, although our position as
viewers of The Matrix is not like that at all. Since
we have a "God's eye" perspective, we are able to know what
is really the cause of things and what is not.
In the benevolent Matrix that I envisaged, however, you could learn
Matrix-physics and Matrix-history just as we now learn ordinary physics
and ordinary history. At a certain age in school you might be taught
that your body is really floating in a vat, and then perhaps you could
put on goggles and see the world outside of the Matrix, like looking
at an x-ray or at your blood under a microscope. Brought up with such
a physics and biology, it would seem natural about as exciting
(and unexciting) as being told that your solid unmoving table is made
of incredibly small incredibly fast moving parts, or that all of your
physical characteristics are determined by a certain code in your
DNA, or where babies come from despite the fact that such truths
are hardly obvious, and conflict radically with the way things appear.
Just consider any of the conclusions of contemporary physics or quantum
mechanics. History too might continue as normal, divided into BM (before
Matrix) and AM (after Matrix) dates. After all in the "real"
world, outside of the Matrix, nothing would be happening of interest
except to scientists. It would be like the contemporary study of bottom
of the ocean, or of the moon. Aside from its causal influence on the
physical state of the planet, what goes on down there or up there
has no part to play in human history. All of human history
would occur within the Matrix.
By hypothesizing a benevolent rather than a malevolent cause of the
Matrix, we can see how much of what I am calling the "moral background"
of The Matrix influences what we think of it. Deprived of that
moral background, a benevolently generated Matrix can show us that
our attachment is not to the physical constitution and cause of things,
but also not simply to experience. Our attachment is to things that
have value. Let me explain.
Take the example, discussed in the film, of the pleasure of eating.
Imagine that science develops a pill which supplies the perfect amount
of nutrition for a human being each day. Humans no longer need to
eat at all in the ordinary way. In fact they are, as far as their
health is concerned, far worse off if they try to rely on their taste
to supply them with the appropriate nutrition (see current statistics
on fast food consumption and obesity). They can simply take the pill
and get nutrition far superior to what they would if left to their
own taste to determine what and how much to eat. Let's suppose too
that science has found a way to simulate food with a computer, so
that they have created a "food-matrix". My real nutrition
would come from the pill, but I could still go out for a "simulated"
steak and it would seem just as though I were really eating a steak,
including the sensation of getting full, although in fact I would
be eating nothing and getting no nutritional harm or benefit from
the experience at all. It is hard to imagine such a perfect pill and
such perfect computer-simulated food; such a pill is no simple vitamin,
and a tofu-burger is no simulated steak. But if we suppose that there
are such things, I think human beings would readily give up eating
real steak. What those who value eating steak value is not the eating
of real cow flesh (in fact, putting it that way inclines one to become
a vegetarian), but the experience of eating. If eating the computer
steak really were, as we are assuming, absolutely indistinguishable
from eating a real steak, no one would care whether they were eating
a "real" steak that is, one that was obtained from
a slaughtered cow.
At this level the discussion is again about what the underlying causes
of phenomenal qualities are: whether the causes of the taste, smell,
etc. of the steak are cow molecules or computer chips or the hand
of God. This is, as it were, a matter of science or metaphysics
not of concern to the consumer as a consumer. Now for all physical
objects, I contend, it is of no value to us if their underlying constitution
is ordinary atoms, or computer generated simulation. My favorite pen
still writes the same way, my favorite shirt still feels the same
way. If these things are not "real" in the sense that their
underlying constitution is radically other than I had believed, that
makes no difference to the value that these things have in our lives.
It does, of course, make a difference to the truth of the physics
or metaphysics I learn. But none of this implies that I was being
deceived about the reality of the object that the object I
valued was or is not there in the sense that matters to the non-scientist.16
In a scene discussed by Grau, Cypher claims his knowledge that the
steak is "unreal" that is, computer generated
does not diminish his enjoyment. Cypher then looks forward to the
point when he expects his memory to be wiped clean, and when he will
no longer remember that the Matrix is the Matrix. But it seems to
me to be unclear why Cypher needs to forget anything about his steak
being unreal in order to fully enjoy it as he himself seems
to understand nor does he need to forget that he is in the
Matrix in order to make his life pleasant and satisfying within it.
What he desperately needs to forget in order to have a comfortable
and satisfying life is the memory of his immoral and cowardly betrayal
of his friends and of the rest of those outside of the Matrix who
are engaged in the fight for human liberation. But this is an issue,
once again, not arising from the Matrix itself, but from the "moral
background" of the film.
Having a radically different underlying constitution is very different
from saying that things are not real, in the sense of being a mere
illusion, as in a dream or a hallucination. Consider again the case
of our human interactions. If a person I am friends with is not, after
all, a person, then I think there is a clear sense in which the friendship
is not real, just as in Nozick's experience machine or in a dream
that I was friends with Tom Waits. I would then seem to have
a relationship to someone, but in reality not have one. What matters
is whether I am really interacting with another free mind. I certainly
won't try to say what it is to have a mind, or what it is for that
mind to be "free", but whatever it is, I am claiming that
its value is not importantly tied to any theory in physics or metaphysics.
Whatever the cause and explanation is of the existence of a
free mind, it is the having of one and the ability to interact with
other ones that matters. If the underlying constitution of Tom Waits
is computer chips, instead of blood and guts, what difference does
that make? This is not a question about his reality
whether he is really there or not , it is a question about his
physical or metaphysical constitution. If he has a mind, whatever
that is, and he has free will, whatever that is, what do I care what
physical parts he is or is not made of?17
Indeed, I earnestly hope in the actual world never to see any of those
parts or have direct contact with them at all.
[ Top ]
3. The Matrix on the
Matrix
I shall conclude by claiming that
The Matrix itself provides evidence that, barring enslavement
and deception, we would prefer life within the Matrix. I have so far
considered how we would feel about the reality of a benevolently generated
Matrix. But in The Matrix, the cause of the Matrix is explicitly
not benevolent. Human beings are enslaved and exploited by scary-looking
machines. The Matrix is a story about a few human beings fighting
to save the rest of humanity. That is how the movie generates excitement,
the thrill for the viewer as he or she hopes that the heroes can defeat
the enemy. Of course, the film expects one to root for the humans.
But I think there is some duplicity at work in the way The Matrix
exploits the Matrix. Neo is the savior of humanity, and a large amount
of the pleasure that the viewer gets from the film consists of watching
Neo and his friends learn to manipulate the Matrix. Key to Neo's eventual
success is his training. In his training he learns that the Matrix,
as a computer-generated group dream, can be manipulated by a human
being. The idea, I guess, is that if one could bring oneself to believe
deeply enough that, despite appearances, things are not real, then
one could manipulate the reality of the Matrix. The thrill that Neo
feels, and that we feel watching him, is that as he gains this control
he is able to do things that are, apparently, superhuman move
faster than bullets, hang onto helicopters, fly, etc. We ought to
note here, though, that Neo's greatness, his being the One, is only
the case because the Matrix exists. Outside of the Matrix, Neo is
just a smart computer geek. He can't really fly, or really dodge bullets
(nor, apparently, does he dress in full-length black leather coats,
though I guess he could). We, as viewers, would not get any
pleasure from The Matrix if it were not for the Matrix. If
there were no Matrix, everyone would be eating terrible porridge in
a sunless world and simply fighting for survival, which would make
for a bad world and a bad movie. The premise of the movie is that
there is a moral duty to destroy the Matrix, and "free"
the humans. But all of the satisfaction that the viewer gets, and
that the characters get in terms of their own sense of purpose and
of being special, is derived from the Matrix. It's not just
Cypher's steak that is owed to the Matrix, it is Morpheus's breaking
the handcuffs, Trinity's gravity-defying leaps, and Neo's bullet dodging.
If my argument is right, then, the irony of The Matrix is that
the heroes spend all of their time liberating human beings from the
Matrix although afterwards they would have good reason to go back
in, assuming the conditions on Earth are still so terrible. This is
because there's nothing wrong with the Matrix per se;
indeed, I've argued that our reality might just as well be
the Matrix. What we want, now as always, one way or another, is to
have control over it ourselves. What we would do with such power is
a question, I suppose, for psychologists; but, looking at what people
have done so far, I at any rate hope we remain enslaved and deceived
by something for a long time to come.18
Iakovos
Vasiliou
Footnotes
1. Another
topic raised by the film, which I will not discuss beyond this note,
would be to assess the moral background of the plot. Are the humans
clearly in the right? After all, it was they who blotted out the sun
in an attempt to exterminate the machines. Particularly in light of
the machines' claim that they are simply the next evolutionary step,
we ought to think about whether there is some objectionable "speciesism"
at work in the humans' assessment of the situation. For my purposes
I'll assume the humans are morally justified in the fight for liberation,
which, I might add, is certainly a defensible position. For even if
machines are the next evolutionary step, and some human beings are
guilty of having acted wrongly towards them, that would hardly justify
the involuntary enslavement of the entire human race in perpetuity.
Moreover, the existence of a "more advanced" species than
our own (however that is to be determined) surely should not deprive
us of our human rights.
2. And in part because
we too would like to control reality; see below.
3. The Stoics thought
of the natural world, of the universe as a whole, as itself a rational
creature with an overall goal or purpose.
4. Although this
theme is present throughout, see especially Meditations I and
IV.
5. The idea that reality
is tricky and tries to hide its nature from us is very old, even without,
as in Homer's case, any gods acting as agents of deception. For example,
the Presocratic philosopher Heraclitus (c.540-c.480 BC) writes (fr.
53) "an unapparent connection is stronger than an apparent one"
and (fr. 123) "nature/the real constitution [of things] (phusis)
loves to hide itself."
6. Morpheus and company
are an interesting amalgam of technological sophistication and religious
symbolism.
7. Or, more precisely,
those of us who accomplished this.
8. Of course for
Morpheus and his crew, and for the machines if they were sufficiently
reflective, the same questions could be raised about what makes the
reality outside of the Matrix the way it is who
is responsible for that? And then we can imagine them responding
in the sorts of ways I have described, pinning the blame on God, the
laws of nature, etc.
9. This detail is
meant simply to avoid the possibility of unease over the issue of
whether human beings are being used as batteries, voluntarily or not.
10. I shall assume that
my reader has read that essay, where Grau clearly explains Nozick's
example. (The essay can be found here.)
11. See Grau, "Dream
Skepticism". The threat of solipsism seems to me to be the
same in the Matrix or in the ordinary world; and that is not my concern
here. I am simply taking the truth of the "God's eye" perspective
offered the viewer of the film for granted. The Matrix tells
us and shows us that we are all hooked up to the same Matrix.
12. I think that
perhaps Colin McGinn's essay too quickly assimilates the Matrix to
dreaming, and Neo's control over it to "lucid" dreaming.
Although McGinn may be right that the Matrix must be dealing with
"images" rather than "percepts", there are important
disanalogies between Matrix-experience and dream-experience. First,
in a dream, there is only your own mind involved. The Matrix must
be, at a minimum, a group dream. I am arguing above that the fact
that one mind is really interacting with other minds is critical to
assessing the value of the Matrix reality. This complicates the apparently
clear idea of controlling one's dream, since it is not simply one
mind at work that can "alter" the images one is conscious
of. I am not sure of the coherence of the hypothesis here. For example,
when the young boy bends the spoon, Neo "sees" this. So
the boy's control of his environment is perceivable both by
the boy's mind and by Neo's. So he must be changing something
that is, "in reality", in Neo's mind namely, Neo's
image of the spoon. But what if Neo straightens the spoon at the same
time the boy bends it? Whose lucid dream will win out, and be perceived
by the other minds? The one with the stronger will? Second, the "images"
that are in your mind in the Matrix can, and regularly do, really
kill people; that is, kill their bodies outside of the Matrix.
Except in some bad horror movies, dream images cannot really kill
you, or make you bleed. The difficulty of understanding how something
which is a mere "image" is supposed to have this sort of
effect seems therefore to cause some problems for calling the state
of ordinary people in the Matrix "dreaming". See also next
note.
13. We could
certainly, if we wish, call the experience of the Matrix "a
dream", as the movie does. But we should remember that Neo, while
in the Matrix and before he has met Morpheus, has a dream while he
is "asleep". So we need some distinction between that sort
of "dream" and Neo's "waking" "group-dream"
within the Matrix.
14. This sentence
implies that contemporary physics represents humans' best understanding
of the true nature of reality, which is certainly a contentious claim.
15. The
question of whether I know something is in fact real or an illusion
remains as legitimate or illegitimate as always. As throughout this
essay, I am simply bypassing any sceptical questions, since it is
part of my argument that being in the Matrix does not affect them.
16. All human
being might be considered "scientists" insofar as we are
curious about and have a conception of what the reality of things
are: what causes them, how they come into being, how they are destroyed,
etc. But we are also interested in other people, objects, and activities
because of their inherent value, a value they retain regardless of
the correct explanation of their reality.
17. Given a
true account of what it is to have a mind, I would surely care if
what appeared to be a person did not fulfill those criteria, for then
he would not be a person after all. For example, if someone somehow
showed that a machine could not have a "free mind", then
I would care whether my friend was a machine or not, but only secondarily,
given that ex hypothesi as a machine he would not have a free
mind. My point is only that it is "having a free mind" or
"being a person" that is the source of value, not the correct
theory about what makes someone a person. I am claiming that ignorance
of or deception about the right physical or metaphysical account of
mind does not thereby cast doubt on the value of having a mind. Scepticism
about other minds the questions of whether there really are
other minds and how we could tell whether there are is not
addressed at all by what I am saying. I am taking for granted the
truth of what the film tells us: there are other minds. The problem
of other minds, like solipsism mentioned above, is equally a problem
in or out of the Matrix.
18. I am
grateful to Chris Grau and Bill Vasiliou for comments on and discussion
about an earlier version of this essay.
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