MATRIX PHILOSOPHY: WAKE UP! GNOSTICISM & BUDDHISM IN THE MATRIX by Frances Flannery-Dailey & Rachel Wagner
At the beginning of The Matrix, a black-clad computer hacker
known as Neo falls asleep in front of his computer. A mysterious message
appears on the screen: "Wake up, Neo." 1
This succinct phrase encapsulates the plot of the film, as Neo struggles
with the problem of being imprisoned in a "material" world
that is actually a computer simulation program created in the distant
future by Artificial Intelligence (AI) as a means of enslaving humanity,
by perpetuating ignorance in the form of an illusory perception called
"the Matrix." In part, the film crafts its ultimate view
of reality by alluding to numerous religious traditions that advance
the idea that the fundamental problem which humanity faces is ignorance
and the solution is knowledge or awakening. Two religious traditions
on which the film draws heavily are Gnostic Christianity and Buddhism. 2
Although these traditions differ in important ways, they agree in
maintaining that the problem of ignorance can be solved through an
individual's reorientation of perspective concerning the material
realm. 3
Gnostic Christianity and Buddhism also both envision a guide who helps
those still trapped in the limiting world of illusion, a Gnostic redeemer
figure or a bodhisattva, who willingly enters that world in order
to share liberating knowledge, facilitating escape for anyone able
to understand. In the film, this figure is Neo, whose name is also
an anagram for the "One."
Although as a "modern myth" 4
the film purposefully draws on numerous traditions, 5
we propose that an examination of Gnostic Christianity and Buddhism
well illuminates the overarching paradigm of The Matrix, namely,
the problem of sleeping in ignorance in a dreamworld, solved by waking
to knowledge or enlightenment. By drawing syncretistically on these
two ancient traditions and fusing them with a technological vision
of the future, the film constructs a new teaching that challenges
its audience to question "reality."
I. Christian Elements in The
Matrix
The majority of the film's audience
probably easily recognizes the presence of some Christian elements,
such as the name Trinity6
or Neo's death and Christ-like resurrection and ascension near the
end of the film. In fact, Christian and biblical allusions abound,
particularly with respect to nomenclature:7
Apoc (Apocalypse), Neo's given name of Mr. Ander/son (from the Greek
andras for man, thus producing "Son of Man"), the ship named
the Nebuchadnezzar (the Babylonian king who, in the Book of Daniel,
has puzzling symbolic dreams that must be interpreted),8
and the last remaining human city, Zion, synonymous in Judaism and
Christianity with (the heavenly) Jerusalem.9
Neo is overtly constructed as a Jesus figure: he is "the One"
who was prophesied to return again to the Matrix, who has the power
the change the Matrix from within (i.e., to work miracles), who battles
the representatives of evil and who is killed but comes to life again.
This construction of Neo as Jesus is reinforced in numerous ways.
Within minutes of the commencement of the movie, another hacker says
to Neo, "You're my savior, man, my own personal Jesus Christ."10
This identification is also suggested by the Nebuchadnezzar's crew,
who nervously wonder if he is "the One" who was foretold,
and who repeatedly swear in Neo's presence by saying "Jesus"
or "Jesus Christ."11
In still another example, Neo enters the Nebuchadnezzar for the first
time and the camera pans across the interior of the ship, resting
on the make: "Mark III no. 11." This seems to be another
messianic reference, since the Gospel of Mark 3:11 reads: "Whenever
the unclean spirits saw him, they fell down before him and shouted,
' You are the Son of God!'"
Like Mark's Jesus, Neo is an exorcist, who casts out alien Agents
inhabiting the residual self-images of those immersed in the Matrix.
However, this trope illuminates the differences between Jesus and
Neo, since the latter accomplishes exorcisms not by healing, but by
killing the digital bodies of those who are "possessed"
by Agents, in turn killing the real people in the world of the Nebuchadnezzar.
The plaque, then, ultimately highlights the problem of violence in
the film, even as it draws parallels between Jesus and Neo.
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II. Gnosticism in The Matrix
Although the presence of individual
Christian elements within the film is clear, the overall system of
Christianity that is presented is not the traditional, orthodox one.
Rather, the Christian elements of the film make the most sense when
viewed within a context of Gnostic Christianity.12
Gnosticism was a religious system that flourished for centuries at
the beginning of the Common Era, and in many regions of the ancient
Mediterranean world it competed strongly with "orthodox"
Christianity, while in other areas it represented the only interpretation
of Christianity that was known.13
The Gnostics possessed their own Scriptures, accessible to us in the
form of the Nag Hammadi Library, from which a general sketch of Gnostic
beliefs may be drawn.14
Although Gnostic Christianity comprises many varieties, Gnosticism
as a whole seems to have embraced an orienting cosmogonic myth that
explains the true nature of the universe and humankind's proper place
in it.15
A brief retelling of this myth illuminates numerous parallels with
The Matrix.
In the Gnostic myth, the supreme god is completely perfect and therefore
alien and mysterious, "ineffable," "unnamable,"
"immeasurable light which is pure, holy and immaculate"
(Apocryphon of John). In addition to this god there are other, lesser
divine beings in the pleroma (akin to heaven, a division of the universe
that is not Earth), who possess some metaphorical gender of male or
female.16
Pairs of these beings are able to produce offspring that are themselves
divine emanations, perfect in their own ways.17
A problem arises when one "aeon" or being named Sophia (Greek
for wisdom), a female, decides "to bring forth a likeness out
of herself without the consent of the Spirit," that is, to produce
an offspring without her consort (Apocry. of John). The ancient view
was that females contribute the matter in reproduction, and males
the form; thus, Sophia's action produces an offspring that is imperfect
or even malformed, and she casts it away from the other divine beings
in the pleroma into a separate region of the cosmos. This malformed,
ignorant deity, sometimes named Yaldaboath, mistakenly believes himself
to be the only god.
Gnostics identify Yaldabaoth as the Creator God of the Old Testament,
who himself decides to create archons (angels), the material world
(Earth) and human beings. Although traditions vary, Yaldabaoth is
usually tricked into breathing the divine spark or spirit of his mother
Sophia that formerly resided in him into the human being (especially
Apocry. of John; echoes of Genesis 2-3). Therein lies the human dilemma.
We are pearls in the mud, a divine spirit (good) trapped in a material
body (bad) and a material realm (bad). Heaven is our true home, but
we are in exile from the pleroma.
Luckily for the Gnostic, salvation is available in the form of gnosis
or knowledge imparted by a Gnostic redeemer, who is Christ, a figure
sent from the higher God to free humankind from the Creator God Yaldabaoth.
The gnosis involves an understanding of our true nature and origin,
the metaphysical reality hitherto unknown to us, resulting in the
Gnostic's escape (at death) from the enslaving material prison of
the world and the body, into the upper regions of spirit. However,
in order to make this ascent, the Gnostic must pass by the archons,
who are jealous of his/her luminousity, spirit or intelligence, and
who thus try to hinder the Gnostic's upward journey.
To a significant degree, the basic Gnostic myth parallels the plot
of The Matrix, with respect to both the problem that humans
face as well as the solution. Like Sophia, we conceived an offspring
out of our own pride, as Morpheus explains: "Early in the 21st
century, all of mankind was united in celebration. We marveled at
our own magnificence as we gave birth to AI."18
This offspring of ours, however, like Yaldabaoth is malformed (matter
without spirit?). Morpheus describes AI as "a singular consciousness
that spawned an entire race of machines," a fitting parallel
for the Gnostic Creator God of the archons (angels) and the illusory
material world. AI creates the Matrix, a computer simulation that
is "a prison for your mind." Thus, Yaldabaoth/ AI traps
humankind in a material prison that does not represent ultimate reality,
as Morpheus explains to Neo: "As long as the Matrix exists, the
human race will never be free."
The film also echoes the metaphorical language employed by Gnostics.
The Nag Hammadi texts describe the fundamental human problem in metaphorical
terms of blindness, sleep, ignorance, dreams and darkness / night,
while the solution is stated in terms of seeing, waking, knowledge
(gnosis), waking from dreams and light / day.19
Similarly, in the film Morpheus, whose name is taken from the Greek
god of sleep and dreams, reveals to Neo that the Matrix is "a
computer generated dreamworld." When Neo is unplugged and awakens
for the first time on the Nebuchadnezzar in a brightly lit white space
(a cinematic code for heaven), his eyes hurt, as Morpheus explains,
because he has never used them. Everything Neo has "seen"
up to that point was seen with the mind's eye, as in a dream, created
through software simulation. Like an ancient Gnostic, Morpheus explains
that the blows he deals Neo in the martial arts training program have
nothing to do with his body or speed or strength, which are illusory.
Rather, they depend only on his mind, which is real.
The parallels between Neo and Christ sketched earlier are further
illuminated by a Gnostic context, since Neo is "saved" through
gnosis or secret knowledge, which he passes on to others. Neo learns
about the true structure of reality and about his own true identity,
which allows him to break the rules of the material world he now perceives
to be an illusion. That is, he learns that "the mind makes it
[the Matrix, the material world] real," but it is not ultimately
real. In the final scene of the film, it is this gnosis that Neo passes
on to others in order to free them from the prison of their minds,
the Matrix. He functions as a Gnostic Redeemer, a figure from another
realm who enters the material world in order to impart saving knowledge
about humankind's true identity and the true structure of reality,
thereby setting free anyone able to understand the message.
In fact, Neo's given name is not only Mr. Anderson / the Son of Man,
it is Thomas Anderson, which reverberates with the most famous Gnostic
gospel, the Gospel of Thomas. Also, before he is actualized as Neo
(the one who will initiate something "New," since he is
indeed "the One"), he is doubting Thomas, who does not believe
in his role as the redeemer figure.20
In fact, the name Thomas means "the Twin," and in ancient
Christian legend he is Jesus' twin brother. In a sense, the role played
by Keanu Reeves has a twin character, since he is constructed as both
a doubting Thomas and as a Gnostic Christ figure.21
Not only does Neo learn and pass on secret knowledge that saves, in
good Gnostic fashion, but the way in which he learns also evokes some
elements of Gnosticism. Imbued with images from eastern traditions,
the training programs teach Neo the concept of "stillness,"
of freeing the mind and overcoming fear, cinematically captured in
"Bullet Time" (digitally mastered montages of freeze frames
/ slow motion frames using multiple cameras).22
Interestingly enough, this concept of "stillness" is also
present in Gnosticism, in that the higher aeons are equated with "stillness"
and "rest" and can only be apprehended in such a centered
and meditative manner, as is apparent in these instructions to a certain
Allogenes: "And although it is impossible for you to stand, fear
nothing; but if you wish to stand, withdraw to the Existence, and
you will find it standing and at rest after the likeness of the One
who is truly at rest...And when you becomes perfect in that place,
still yourself... " (Allogenes) The Gnostic then reveals, "There
was within me a stillness of silence, and I heard the Blessedness
whereby I knew my proper self" (Allogenes).23
When Neo realizes the full extent of his "saving gnosis,"
that the Matrix is only a dreamworld, a reflective Keanu Reeves silently
and calmly contemplates the bullets that he has stopped in mid-air,
filmed in "Bullet Time."
Yet another parallel with Gnosticism occurs in the portrayal of the
Agents such as Agent Smith, and their opposition to the equivalent
of the Gnostics - that is, Neo and anyone else attempting to leave
the Matrix. AI created these artificial programs to be "the gatekeepers
- they are guarding all the doors, they are holding all the keys."
These Agents are akin to the jealous archons created by Yaldabaoth
who block the ascent of the Gnostic as he/she tries to leave the material
realm and guard the gates of the successive levels of heaven (e.g.,
Apocalypse of Paul).24
However, as Morpheus predicts, Neo is eventually able to defeat the
Agents because while they must adhere to the rules of the Matrix,
his human mind allows him to bend or break these rules.25
Mind, though, is not equated in the film merely with rational intelligence,
otherwise Artificial Intelligence would win every time. Rather, the
concept of "mind" in the film appears to point to a uniquely
human capacity for imagination, for intuition, or, as the phrase goes,
for "thinking outside the box." Both the film and the Gnostics
assert that the "divine spark" within humans allows a perception
of gnosis greater than that achievable by even the chief archon /
agent of Yaldabaoth:
And the power of the mother [Sophia, in our analogy, humankind]
went out of Yaldabaoth [AI] into the natural body which they had
fashioned [the humans grown on farms by AI]... And in that moment
the rest of the powers [archons / Agents ] became jealous, because
he had come into being through all of them and they had given their
power to the man, and his intelligence ["mind"] was greater
than that of those who had made him, and greater than that of the
chief archon [Agent Smith?]. And when they recognized that he was
luminous, and that he could think better than they... they took
him and threw him into the lowest region of all matter [simulated
by the Matrix]. (Apocry. of John 19-20)
It is striking that Neo overcomes Agent Smith
in the final showdown of the film precisely by realizing fully the
illusion of the Matrix, something the Agent apparently cannot do,
since Neo is subsequently able to break rules that the Agent cannot.
His final defeat of Smith entails entering Smith's body and splitting
him in pieces by means of pure luminosity, portrayed through special
effects as light shattering Smith from the inside out.
Overall, then, the system portrayed in The Matrix parallels
Gnostic Christianity in numerous respects, especially the delineation
of humanity's fundamental problem of existing in a dreamworld that
simulates reality and the solution of waking up from illusion. The
central mythic figures of Sophia, Yaldabaoth, the archons and the
Gnostic Christ redeemer also each find parallels with key figures
in the film and function in similar ways. The language of Gnosticism
and the film are even similar: dreaming vs. waking; blindness vs.
seeing;26
light vs. dark.27
However, given that Gnosticism presumes an entire unseen realm of
divine beings, where is God in the film? In other words, when Neo
becomes sheer light, is this a symbol for divinity, or for human potential?
The question becomes even more pertinent with the identification of
humankind with Sophia - a divine being in Gnosticism. On one level,
there appears to be no God in the film. Although there are apocalyptic
motifs, Conrad Ostwalt rightly argues that unlike conventional Christian
apocalypses, in The Matrix both the catastrophe and its solution
are of human making - that is, the divine is not apparent.28
However, on another level, the film does open up the possibility of
a God through the figure of the Oracle, who dwells inside the Matrix
and yet has access to information about the future that even those
free from the Matrix do not possess. This suggestion is even stronger
in the original screenplay, in which the Oracle's apartment is the
Holy of Holies nested within the "Temple of Zion."29
Divinity may also play a role in Neo's past incarnation and his coming
again as the One. If, however, there is some implied divinity in the
film,30
it remains transcendent, like the divinity of the ineffable, invisible
supreme god in Gnosticism, except where it is immanent in the form
of the divine spark active in humans.31
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III. Buddhism in The Matrix
When asked by a fan if Buddhist
ideas influenced them in the production of the movie, the Wachowski
brothers offered an unqualified "Yes."32
Indeed, Buddhist ideas pervade the film and appear in close proximity
with the equally strong Christian imagery. Almost immediately after
Neo is identified as "my own personal Jesus Christ," this
appellation is given a distinctively Buddhist twist. The same hacker
says: "This never happened. You dont exist." From
the stupa-like33
pods which encase humans in the horrific mechanistic fields to Cyphers
selfish desire for the sensations and pleasures of the Matrix, Buddhist
teachings form a foundation for much of the films plot and imagery.34
The Problem of Samsara. Even the title of the film evokes the
Buddhist worldview. The Matrix is described by Morpheus as "a
prison for your mind." It is a dependent "construct"
made up of the interlocking digital projections of billions of human
beings who are unaware of the illusory nature of the reality in which
they live and are completely dependent on the hardware attached to
their real bodies and the elaborate software programs created by AI
This "construct" resembles the Buddhist idea of samsara,
which teaches that the world in which we live our daily lives is constructed
only from the sensory projections formulated from our own desires.
When Morpheus takes Neo into the "construct" to teach him
about the Matrix, Neo learns that the way in which he had perceived
himself in the Matrix was nothing more than "the mental projection
of your digital self." The "real" world, which we associate
with what we feel, smell, taste, and see, "is simply electrical
signals interpreted by your brain." The world, Morpheus explains,
exists "now only as part of a neural interactive simulation that
we call the Matrix." In Buddhist terms, we could say that "because
it is empty of self or of what belongs to self, it is therefore said:
The world is empty. And what is empty of self and what
belongs to self? The eye, material shapes, visual consciousness, impression
on the eye -- all these are empty of self and of what belongs to self."35
According to Buddhism and according to The Matrix, the conviction
of reality based upon sensory experience, ignorance, and desire keeps
humans locked in illusion until they are able to recognize the false
nature of reality and relinquish their mistaken sense of identity.
Drawing upon the Buddhist doctrine of Dependent Co-Origination, the
film presents reality within the Matrix as a conglomerate of the illusions
of all humans caught within its snare. Similarly, Buddhism teaches
that the suffering of human beings is dependent upon a cycle of ignorance
and desire which locks humans into a repetitive cycle of birth, death,
and rebirth. The principle is stated in a short formula in the Samyutta-nikaya:
If this is that
comes to be;
from the arising of this that arises;
if this is not that does not come to be;
from the stopping of this that is stopped.36
The idea of Dependent Co-Origination is illustrated
in the context of the film through the illusion of the Matrix. The
viability of the Matrixs illusion depends upon the belief by
those enmeshed in it that the Matrix itself is reality. AIs
software program is, in and of itself, no illusion at all. Only when
humans interact with its programs do they become enmeshed in a corporately-created
illusion, the Matrix, or samsara, which reinforces itself through
the interactions of those beings involved within it. Thus the Matrixs
reality only exists when actual human minds subjectively experience
its programs.37
The problem, then, can be seen in Buddhist terms. Humans are trapped
in a cycle of illusion, and their ignorance of this cycle keeps them
locked in it, fully dependent upon their own interactions with the
program and the illusions of sensory experience which these provide,
and the sensory projections of others. These projections are strengthened
by humans enormous desire to believe that what they perceive
to be real is in fact real. This desire is so strong that it overcomes
Cypher, who can no longer tolerate the "desert of the real"
and asks to be reinserted into the Matrix. As he sits with Agent Smith
in an upscale restaurant smoking a cigar with a large glass of brandy,
Cypher explains his motives:
"You know,
I know this steak doesnt exist. I know that when I put it in
my mouth, the Matrix is telling my brain that it is juicy and delicious.
After nine years, you know what I realize? Ignorance is bliss."38
Cypher knows that the Matrix is not real
and that any pleasures he experiences there are illusory. Yet for him,
the "ignorance" of samsara is preferable to enlightenment.
Denying the reality that he now experiences beyond the Matrix, he uses
the double negative: "I dont want to remember nothing. Nothing.
And I want to be rich. Someone important. Like an actor." Not only
does Cypher want to forget the "nothing" of true reality,
but he also wants to be an "actor," to add another level of
illusion to the illusion of the Matrix that he is choosing to re-enter.39
The draw of samsara is so strong that not only does Cypher give in to
his cravings, but Mouse also may be said to have been overwhelmed by
the lures of samsara, since his death is at least in part due to distractions
brought on by his sexual fantasies about the "woman in the red
dress" which occupy him when he is supposed to be standing alert.
Whereas Cypher and Mouse represent what happens when one gives in to
samsara, the rest of the crew epitomize the restraint and composure
praised by the Buddha. The scene shifts abruptly from the restaurant
to the mess hall of the Nebuchadnezzar, where instead of being offered
brandy, cigars and steak, Neo is given the "bowl of snot"
which is to be his regular meal from that point forward. In contrast
to the pleasures which for Cypher can only be fulfilled in the Matrix,
Neo and the crew must be content with the "single-celled protein
combined with synthetic aminos, vitamins, and minerals" which Dozer
claims is "everything the body needs." Clad in threadbare
clothes, subsisting on gruel, and sleeping in bare cells, the crew is
depicted enacting the Middle Way taught by the Buddha, allowing neither
absolute asceticism nor indulgence to distract them from their work.40
The Solution of Knowledge/Enlightenment. This duality between
the Matrix and the reality beyond it sets up the ultimate goal of
the rebels, which is to free all minds from the Matrix and allow humans
to live out their lives in the real world beyond. In making this point,
the film-makers draw on both Theravada and Mahayana Buddhist ideas.41
Alluding to the Theravada ideal of the arhat, the film suggests that
enlightenment is achieved through individual effort.42
As his initial guide, Morpheus makes it clear that Neo cannot depend
upon him for enlightenment. Morpheus explains, "No one can be
told what the Matrix is. You have to see it for yourself." Morpheus
tells Neo he must make the final shift in perception entirely on his
own. He says: "Im trying to free your mind, Neo. But I
can only show you the door. Youre the one that has to walk through
it." For Theravada Buddhists, "mans emancipation depends
on his own realization of the Truth, and not on the benevolent grace
of a god or any external power as a reward for his obedient good behavior."43
The Dhammapada urges the one seeking enlightenment to "Free thyself
from the past, free thyself from the future, free thyself from the
present. Crossing to the farther shore of existence, with mind released
everywhere, no more shalt thou come to birth and decay."44
As Morpheus says to Neo, "Theres a difference between knowing
the path and walking the path." And as the Buddha taught his
followers, "You yourselves should make the effort; the Awakened
Ones are only teachers."45
As one already on the path to enlightenment, Morpheus is only a guide;
ultimately Neo must recognize the truth for himself.
Yet The Matrix also embraces ideas found in Mahayana Buddhism,
especially in its particular concern for liberation for all people through
the guidance of those who remain in samsara and postpone their own final
enlightenment in order to help others as bodhisattvas.46
The crew members of the Nebuchadnezzar epitomize this compassion. Rather
than remain outside of the Matrix where they are safer, they choose
to re-enter it repeatedly as ambassadors of knowledge with the ultimate
goal of freeing the minds and eventually also the bodies of those who
are trapped within the Matrixs digital web. The film attempts
to blend the Theravada ideal of the arhat with the Mahayana ideal of
the bodhisattva, presenting the crew as concerned for those still stuck
in the Matrix and willing to re-enter the Matrix to help them, while
simultaneously arguing that final realization is an individual process.
Neo as the Buddha. Although the entire crew embodies the ideals
of the bodhisattva, the filmmakers set Neo apart as unique, suggesting
that while the crew may be looked at as arhats and bodhisattvas, Neo
can be seen as a Buddha. Neos identity as the Buddha is reinforced
not only through the anagram of his name but also through the myth
that surrounds him. The Oracle has foretold the return of one who
has the ability to manipulate the Matrix. As Morpheus explains, the
return of this man "would hail the destruction of the Matrix,
end the war, bring freedom to our people. That is why there are those
of us who have spent our entire lives searching the Matrix, looking
for him." Neo, Morpheus believes, is a reincarnation of that
man and like the Buddha, he will be endowed with extraordinary powers
to aid in the enlightenment of all humanity.
The idea that Neo can be seen as a reincarnation of the Buddha is
reinforced by the prevalence of birth imagery in the film directly
related to him. At least four incarnations are perceptible in the
film. The first birth took place in the pre-history of the film, in
the life and death of the first enlightened one who was able to control
the Matrix from within. The second consists of Neos life as
Thomas Anderson. The third begins when Neo emerges, gasping, from
the gel of the eerily stupa-like pod in which he has been encased,
and is unplugged and dropped through a large black tube which can
easily be seen as a birth canal.47
He emerges at the bottom bald, naked, and confused, with eyes that
Morpheus tells him have "never been used" before. Having
"died" to the world of the Matrix, Neo has been "reborn"
into the world beyond it. Neos fourth life begins after he dies
and is "reborn" again in the closing scenes of the film,
as Trinity resuscitates him with a kiss.48
At this point, Neo perceives not only the limitations of the Matrix,
but also the limitations of the world of the Nebuchadnezzar, since
he overcomes death in both realms. Like the Buddha, his enlightenment
grants him omniscience and he is no longer under the power of the
Matrix, nor is he subject to birth, death, and rebirth within AIs
mechanical construct.49
Neo, like the Buddha, seeks to be free from the Matrix and to teach
others how to free themselves from it as well, and any use of superhuman
powers are engaged to that end. As the only human being since the first
enlightened one who is able to freely manipulate the software of the
Matrix from within its confines, Neo represents the actualization of
the Buddha-nature, one who can not only recognize the "origin of
pain in the world of living beings," but who can also envision
"the stopping of the pain," enacting "that course which
leads to its stopping."50
In this sense, he is more than his bodhisattva companions, and offers
the hope of awakening and freedom for all humans from the ignorance
that binds them.
The Problem of Nirvana. But what happens when the Matrixs
version of reality is dissolved? Buddhism teaches that when samsara
is transcended, nirvana is attained. The notion of self is completely
lost, so that conditional reality fades away, and what remains, if anything,
defies the ability of language to describe. In his re-entry into the
Matrix, however, Neo retains the "residual self-image" and
the "mental projection of [a] digital self." Upon "enlightenment,"
he finds himself not in nirvana, or no-where, but in a different place
with an intact, if somewhat confused, sense of self which strongly resembles
his "self" within the Matrix. Trinity may be right that the
Matrix "cannot tell you who you are," but who you are seems
to be at least in some sense related to who you think you are in the
Matrix. In other words, there is enough continuity in self-identity
between the world of the Matrix and "the desert of the real"
that it seems probable that the authors are implying that full "enlightenment"
has not yet been reached and must lie beyond the reality of the Nebuchadnezzar
and the world it inhabits. If the Buddhist paradigm is followed to its
logical conclusions, then we have to expect at least one more layer
of "reality" beyond the world of the crew, since even freed
from the Matrix they are still subject to suffering and death and still
exhibit individual egos.
This idea is reinforced by what may be the most problematic alteration
which The Matrix makes to traditional Buddhist teachings. The
Buddhist doctrine of ahimsa, or non-injury to all living beings, is
overtly contradicted in the film.51
It appears as if the filmmakers deliberately chose to link violence
with salvific knowledge, since there seems to be no way that the crew
could succeed without the help of weaponry. When Tank asks Neo and
Trinity what they need for their rescue of Morpheus "besides
a miracle," their reply is instantaneous: "Guns -- lots
of guns." The writers could easily have presented the "deaths"
of the Agents as nothing more than the ending of that particular part
of the software program. Instead, the Wachowski brothers have purposefully
chosen to portray humans as innocent victims of the violent deaths
of the Agents.52
This outright violation of ahimsa stands at direct odds with the Buddhist
ideal of compassion.
But why link knowledge so directly with violence? The filmmakers portray
violence as redemptive,53
and as absolutely essential to the success of the rebels. The Matrix
steers sharply away at this point from the shared paradigms of Buddhism
and Gnostic Christianity. The "reality" of the Matrix which
requires that some humans must die as victims of salvific violence is
not the ultimate reality to which Buddhism or Gnostic Christianity points.
Neither the "stillness" of the pleroma nor the unchanging
"nothingness" of nirvana are characterized by the dependence
on technology and the use of force which so characterizes both of the
worlds of the rebels in The Matrix.
The films explicit association of knowledge with violence strongly
implies that Neo and his comrades have not yet realized the ultimate
reality. According to the worldviews of both Gnostic Christianity and
Buddhism that the film evokes, the realization of ultimate reality involves
a complete freedom from the material realm and offers peace of mind.
The Wachowskis themselves acknowledge that it is "ironic that Morpheus
and his crew are completely dependent upon technology and computers,
the very evils against which they are fighting."54
Indeed, the films very existence depends upon both technologys
capabilities and Hollywoods hunger for violence. Negating itself,
The Matrix teaches that nirvana is still beyond our reach.
[ Top ]
IV. Concluding Remarks
Whether we view the film from a Gnostic Christian
or Buddhist perspective, the overwhelming message seems to be, "Wake
up!" The point is made explicit in the final song of the film,
Wake Up!, by, appropriately, Rage Against the Machine. Gnosticism,
Buddhism and the film all agree that ignorance enslaves us in an illusory
material world and that liberation comes through enlightenment with
the aid of a teacher or guide figure. However, when we ask the question,
"To what do we awaken?", the film appears to diverge sharply
from Gnosticism and Buddhism. Both of these traditions maintain that
when humans awaken, they leave behind the material world. The Gnostic
ascends at death to the pleroma, the divine plane of spiritual, non-material
existence, and the enlightened one in Buddhism achieves nirvana,
a state which cannot be described in language, but which is utterly
non-material. By contrast, the "desert of the real," is
a wholly material, technological world, in which robots grow humans
for energy, Neo can learn martial arts in seconds through a socket
inserted into the back of his brain, and technology battles technology
(Nebuchadnezzar vs. AI, electromagnetic pulse vs. Sentinels). Moreover,
the battle against the Matrix is itself made possible through technology
- cell phones, computers, software training programs. "Waking
up" in the film is leaving behind the Matrix and awakening to
a dismal cyber-world, which is the real material world.
Or perhaps not. There are several cinematic clues in the scene of
the construct loading program (represented by white space) that suggest
that the "desert of the real" Morpheus shows Neo may not
be the ultimate reality. After all, Morpheus, whose name is taken
from the god of dreams, shows the "real" world to Neo, who
never directly views the surface world himself. Rather, he sees it
on a television bearing the logo "Deep Image." Throughout
the film, reflections in mirrors and Morpheus's glasses, as well as
images on television monitors point the viewer toward consideration
of multiple levels of illusion.55
As the camera zooms in to the picture on this particular television
and the viewer "enters" the image, it "morphs"
the way the surveillance screens do early in the film, indicating
its unreality. In addition, the entire episode takes place while they
stand in a construct loading program in which Neo is warned not to
be tricked by appearances. Although sense perception is clearly not
a reliable source for establishing reality, Morpheus himself admits
that, "For a long time I wouldn't believe it, and then I saw
the fields [of humans grown for energy] with my own eyes... And standing
there, I came to realize the obviousness of the truth." We will
have to await the sequels to find out whether "the desert of
the real" is itself real.56
Even if the film series does not ultimately establish a complete rejection
of the material realm, The Matrix as it stands still asserts
the superiority of the human capacity for imagination and realization
over the limited "intelligence" of technology. Whether stated
in terms of matter/ spirit, body/ mind, hardware/ software or illusion/
truth, the ultimate message of The Matrix seems to be that
there may be levels of metaphysical reality beyond what we can ordinarily
perceive, and the film urges us to open ourselves to the possibility
of awakening to them.
Frances
Flannery-Dailey & Rachel Wagner
[Note:
This essay originally appeared in The
Journal of Religion and FIlm]
[ Top ]
Endnotes
1. All
unidentified quotes are from The Matrix (Warner Bros. release,
1999).
2. In an online chat with
viewers of the DVD, the Wachowskis acknowledged that the Buddhist
references in the film are purposeful. However, when asked "Have
you ever been told that the Matrix has Gnostic overtones?", they
gave a tantalizingly ambiguous reply: "Do you consider that to
be a good thing?" From the Nov. 6, 1999 "Matrix Virtual
Theatre," at "Wachowski
chat"
3. Elaine Pagels notes
that the similarities between Gnosticism and Buddhism have prompted
some scholars to question their interdependence and to wonder whether
"...if the names were changed, the 'living Buddha' appropriately
could say what the Gospel of Thomas attributes to the living
Jesus." Although intriguing, she rightly maintains that the evidence
is inconclusive, since parallel traditions may emerge in different cultures
without direct influence. Elaine Pagels, The Gnostic Gospels,
(New York: Random House, 1979, repr. 1989), xx-xxi
4. James Ford recently
explored other Buddhist elements in The Matrix, which he rightly
calls a "modern myth," in his article "Buddhism, Christianity
and The Matrix: The Dialectic of Myth-Making in Contemporary
Cinema," for the Journal of Religion and Film, vol.4 no.
2. See also Conrad Ostwalt's focus on apocalyptic elements of the
film in "Armageddon at the Millennial Dawn," JRF
vol. 4, no. 1
5. A viewer asked
the Wachowski brothers, "Your movie has many and varied connections
to myths and philosophies, Judeo-Christian, Egyptian, Arthurian, and
Platonic, just to name those I've noticed. How much of that was intentional?"
They replied, "All of it" (Wachowski chat).
6. Feminists critics
can rejoice when Trinity first reveals her name to Neo, as he pointedly
responds, "The Trinity?... Jesus, I thought you were a man."
Her quick reply: "Most men do."
7. The Wachowski
brothers indicate that the names were "all chosen carefully,
and all of them have multiple meanings," and also note this applies
to the numbers as well (Wachowski chat).
8. In a recent interview
in Time, the Wachowskis refer to Nebuchadnezzar in this Danielic
context, (www.time.com/time/magazine/article/0,9171,22971,00.html
, "Popular Metaphysics," by Richard Corliss, Time, April
19, 1999 Vol. 153, no. 15). Nebuchadnezzar is also the Babylonian
king who destroyed the Jerusalem Temple in 586 B.C.E., and who exiled
the elite of Judean society to Babylon. Did the Wachowski brothers
also intend the reference to point to the crew's "exile"
from Zion or from the surface world?
9. The film also suggests
Zion is heaven, such as when Tank says, "If the war was over
tomorrow, Zion is where the party would be," evoking the traditional
Christian schema of an apocalypse followed by life in heaven or paradise.
Ironically, the film locates Zion "underground, near the Earth's
core, where it is still warm," which would seem to be a cinematic
code for hell. Is this a clue that Zion is not the "heaven"
we are led to believe it is?
10. Neo's apartment number
is 101, symbolizing both computer code (written in 1s and 0s) and his
role as "the One." Near the end of the film, 303 is the number
of the apartment that he enters and exits in his death / resurrection
scene, evoking the Trinity. This in turn raises questions about the
character of Trinity's relationship to Neo in terms of her cinematic
construction as divinity.
11. The traitor
Cypher, who represents Judas Iscariot, among other figures, ironically
says to Neo, "Man, you scared the B'Jesus outta me."
12. We would like
to thank Donna Bowman, with whom we initially explored the Gnostic
elements of The Matrix during a public lecture on film at Hendrix
College in 2000.
13. Gnosticism
may have had its origins in Judaism, despite its denigration of the
Israelite God, but the issue is complex and still debated within scholarly
circles. It is clear, however, that Gnostic Christianity flourished
from at least the 2nd - 5th c. C.E., with its own scriptures, and most
likely also its own distinctive rituals, entrance requirements and a
creation story. See Gershom Scholem, Jewish Gnosticism, Merkabah
Mysticism, and Talmudic Tradition (New York: Jewish Theological
Seminary of America, 1960), Elaine Pagels, The Gnostic Gospels (New
York: Vintage Books, 1979, repr. 1989), Bentley Layton, The Gnostic
Scriptures (New York: Doubleday, 1995), Kurt Rudolph, Gnosis:
The Nature and History of Gnosticism (San Francisco: HarperSanFrancisco,
1987).
14. This corpus
lay dormant for nearly 2000 years until its discovery in 1945 in Nag
Hammadi, Egypt. The complete collection of texts may be found in James
M. Robinson, ed. The Nag Hammadi Library, revised edition,
(New York: HarperCollins, 1990; reprint of original Brill edition,
1978). These documents are also available on-line at The Nag Hammadi
Library Section of The
Gnostic Society Library.
15. Gnostic
texts are cryptic, and no single text clearly explains this myth from
beginning to end. The literature presupposes familiarity with the
myth, which must be reconstructed by modern readers. The version of
the myth presented here relies on such texts as Gospel of Truth,
Apocryphon of John, On the Origin of the World and Gospel of
Thomas. See The Nag Hammadi Library, pp. 38-51, 104-123,
124-138, 170-189.
16. Since the
divine beings are composed only of spiritual substances and not matter,
there are no physical gender differences among the beings.
17. Depending
on the text, a plethora of divine beings populate the pleroma, many
with Jewish, Christian or philosophical names, e.g. the Spirit, forethought,
thought, foreknowledge, indestructibility, truth, Christ, Autogenes,
understanding, grace, perception, Pigera-Adamas (Apocryphon of
John).
18. Humanity's
characterization also resonates with the Tower of Babel story in Genesis
11:1-9; in both we admire the work of our own hands.
19. The bulk
of the following excerpt from the Gnostic "Gospel of Truth"
might just as well be taken from the scenes in The Matrix in
which Morpheus explains the nature of reality to Neo: Thus they [humans]
were ignorant of the Father, he being the one whom they did not
see... there were many illusions at work... and (there were)
empty fictions, as if they were sunk in sleep and found themselves
in disturbing dreams. Either (there is) a place to which they are
fleeing, or without strength they come (from) having chased after others,
or they are involved in striking blows, or they are receiving blows
themselves, or they have fallen from high places, or they take off
into the air though they do not even have wings. Again, sometimes
(it is as) if people were murdering them, though there is no one even
pursuing them, or they themselves are killing their neighbors...(but)
When those who are going through all these things wake up, they
see nothing, they who were in the midst of all these disturbances, for
they are nothing. Such is the way of those who have cast ignorance aside
from them like sleep, not esteeming it as anything, nor do they esteem
its works as solid things either, but they leave them behind like
a dream in the night... This is the way each one has acted, as though
asleep at the time when he was ignorant. And this is the way he has
[come to knowledge], as if he had awakened.
(Gospel of Truth, 29-30)
20. This is perhaps
most evident in the subway fight between Neo and Agent Smith. At a
point in the film when Morpheus says of Neo, "He is just beginning
to believe," Agent Smith calls him "Mr. Anderson,"
and while fighting he replies, "My name is Neo." The Wachowskis
confirm this interpretation when they state "Neo is Thomas Anderson's
potential self" (Wachowski chat).
21. This
twin tradition was especially popular in Syrian Christianity. See
also Pagels, p. xxi, where she wonders if the tradition that Thomas,
Jesus' twin, went to India points to any historical connection between
Buddhism and Hinduism on the one hand and with Gnosticism on the other.
22. See
the online chat with the special effects creators in the "Matrix
Virtual Theater" from March 23, 2000.
23. Nag
Hammadi Library, pp. 490-500. Compare the Gnostic idea of stillness
with these Buddhist sayings from the Dhammapada: "The
bhikku [monk], who abides in loving-kindness, who is delighted in
the Teaching of the Buddha, attains the State of Calm, the happiness
of stilling the conditioned things" and "Calm is the thought,
calm the word and deed of him who, rightly knowing, is wholly freed,
perfectly peaceful and equipoised. " Quoted in Walpola Sri Rahula,
What the Buddha Taught (New York: Grove Weidenfeld, 1974) p.128,
136.
24. See Nag
Hammadi Library, pp. 256-59. We are grateful to Brock Bakke for
the initial equation of agents with archons.
25. In Gnosticism
"Mind" or the Greek "nous" is a deity, such as
in the text "Thunder, Perfect Mind," Nag Hammadi Library,
295-303.
26. Note that
as Morpheus and Neo enter the elevator of the apartment building of
the Oracle, images of "seeing" symbolize prophecy and knowledge:
a blind man (evoking blind prophets such as Tiresias) sits in the
lobby beneath some graffiti depicting a pair of eyes. Interestingly,
the Oracle - a sibyl / seer - wears glasses to look at Neo's palm.
27. Note
too the metonymic use of color to convey this dualism: black and white
clothing, floors, furniture, etc.
28. Ostwalt,
"Armageddon" in JRF Vol. 4, no. 1. The parallel with apocalypticism
does not work quite as well as one with Gnosticism because like Gnosticism,
the film understands salvation to be individual (rather than collective
and occurring all at once), to be attained through knowledge, and
most importantly to entail leaving behind the material Earth (that
is, not resulting in a kingdom of God made manifest on the Earth).
29. In its description
in the original screenplay, the Temple of Zion evokes both the Oracle
of Delphi (three legged stool, priestesses) and the Jerusalem Temple
(polished marble, empty throne which is the mercy seat or throne of
the invisible God).
30. A viewer asked the Wachowski
brothers, "What is the role or {sic} faith in the movie? Faith
in oneself first and foremost or in something else?" They
answered, "Hmmmm...that is a tough question! Faith in one's self,
how's that for an answer?" This reply hardly settles the issue
(Wachowski chat).
31. Specifically, these humans
are Neo (the Gnostic Redeemer / Messiah) and Morpheus and Trinity,
both of whom are named for gods. As a godhead, this trio does not
quite make sense in terms of traditional Christianity. However, the
trio is quite interesting in the context of Gnosticism, which portrays
God as Father, Mother and Son, a trinity in which the Holy Spirit
is identified as female, e.g. Apocryphon of John 2:9-14. For
further reading on female divinities in Gnosticism, see Pagels, pp.
48-69.
32. The brothers explain, "There's
something uniquely interesting about Buddhism and mathematics, particularly
about quantum physics, and where they meet. That has fascinated us
for a long time" (Wachowski chat). In the Time interview with
Richard Corliss (see note 8), Larry Wachowski adds that they became
fascinated "by the idea that math and theology are almost the
same. They begin with a supposition you can derive a whole host of
laws or rules from. And when you take all of them to the infinity
point, you wind up at the same place: these unanswerable mysteries
really become about personal perception. Neo's journey is affected
by all these rules, all these people trying to tell him what the truth
is. He doesn't accept anything until he gets to his own end point,
his own rebirth." The films presentation of the Matrix
as a corporate network of human conceptions (or samsara) which are
translated into software codes that reinforce one another illustrates
this close relationship.
33. Stupa: a hemispherical
or cylindrical mound or tower serving as a Buddhist shrine.
34. Of course, the most transparent
reference to Buddhist ideas occurs in the waiting room at the Oracles
apartment, where Neo is introduced to the "Potentials." The
screenplay describes the waiting room as "at once like a Buddhist
temple and a kindergarten class." One of the children, clad in
the garb of a Buddhist monk, explains to Neo the nature of ultimate
reality: "There is no spoon." One cannot help wondering if
this dictum only holds within the Matrix or if there is in fact "no
spoon" even in the real world beyond it.
35. Samyutta-nikaya
IV, 54. In Edward Conze, ed. Buddhist Texts Through the Ages (New
York: Philosophical Library, 1954), p. 91.
36. Samyutta-nikaya
II, 64-65. Ibid.
37. The entire process depends
upon human ignorance, so that almost all who are born into the Matrix
are doomed to be born, to die, and to re-enter the cycle again. When
asked about the films depiction of the liquefaction of humans,
the Wachowskis reply that this black ooze is "what they feed
the people in the pods, the dead people are liquefied and fed to the
living people in the pods." Tongue in Buddhist cheek, the brothers
explain this re-embodiment: "Always recycle! It's a statement
on recycling."(Wachowski Chat) Even in the "real world"
beyond the Matrix, the human plight is depicted as a relative and
inter-dependent cycle of birth, death, and "recycling."
38. (Ed. Note: This clip can
be viewed here.
(Hit your back button to return to this essay.))
39. This dialogue also points
to the "reality" (or the "Matrix") which we ourselves
inhabit. In our world, and in the world of Joe Pantoliano, he is an
actor. Therefore, the world of which both the actor Joe Pantoliano
and we are now a part may be seen as the "Matrix" into which
he has been successfully re-inserted, and thus the film itself may
be seen as a part of the software program of our own "Matrix."
The argument, of course, is seductively circular.
40. Take, for example, this
quote from the Sabbasava-sutta: "A bhikku [monk], considering
wisely, lives with his eyes restrained . . . Considering wisely, he
lives with his ears restrained . . . with his nose restrained . .
. with his tongue . . . with his body . . . with his mind restrained
. . . a bhikku, considering wisely, makes use of his robes -- only
to keep off cold, to keep off heat . . and to cover himself decently.
Considering wisely, he makes use of food neither for pleasure
nor for excess . . . but only to support and sustain this body . .
." (Quoted in Rahula 103).
41. James Ford has argued that
the film embodies in particular the Yogacara school of Buddhism. Instead
of pointing to that which is absolutely different than the world as
nirvana, Yogacarins point to the world itself, and through
the processes enacted in meditation, come to the realization that
"all things and thought are but Mind-only. The basis of all our
illusions consists in that we regard the objectifications of our own
mind as a world independent of that mind, which is really its source
and substance" (Edward Conze, Buddhism. New York: Philosophical
Library, 1959), p. 167. The Matrix exists only in the minds of the
human beings which inhabit it, so that in The Matrix, as in
Yogacara, "The external world is really Mind itself" (p.
168). Yet a problem arises when one realizes that for the Yogacara
school, the Mind is the ultimate reality, and therefore samsara
and nirvana become identified. By contrast, the film insists
on a distinction between samsara (the Matrix) and nirvana
(that which lies beyond it). Because The Matrix maintains a
duality between the Matrix and the realm beyond it, Yogacara is of
limited help in making sense of the Buddhist elements in the film,
nor is it helpful in supporting the idea that beyond the Matrix and
beyond the Nebuchadnezzar there is an ultimate reality not yet realized
by humans (see note 4).
42. According to Theravada teachings,
arhat ("Worthy One") is a title applied to those who
achieve enlightenment. Because, according to Theravada beliefs, enlightenment
can only be achieved through individual effort, an arhat is of
limited aid in helping those not yet enlightened and so would not necessarily
choose to re-enter samsara to aid others still enmeshed within
it.
43. Rahula, p. 2.
44. Quoted in Rahula,
135.
45. Quoted in Rahula,
133.
46. A bodhisattva is one who
postpones final entry into nirvana and willingly re-enters
or remains in samsara in order to guide others along the path
to enlightenment. The Buddhas compassion serves as their primary
model for Mahayana Buddhists, since they point out that he too remained
in samsara in order to help others achieve enlightenment through
his teachings and example.
47. The screenplay describes
Neo as "floating in a womb-red amnion" in the power plant.
48. In the screenplay, Trinity
does not kiss him but instead "pounds on his chest," precipitating
his resuscitation. The screenplay states directly: "It is a miracle."
This fourth "life" can be viewed as the one to which the Oracle
refers in her predictions that Neo was "waiting for something"
and that he might be ready in his "next life, maybe." This
certainly appears to be the case, since Neo rises from the dead and
defeats the Agents.
49. These four "lives"
suggest that Neo is nothing other than "the One" foretold
by the oracle, the reincarnation of the first "enlightened one,"
or Buddha, who "had the ability to change whatever he wanted,
to remake the Matrix as he saw fit." Buddhist teaching allows
that those who have been enlightened are endowed with magical powers,
since they recognize the world as illusory and so can manipulate it
at will. Yet supernatural powers are incidental to the primary goal,
which is explained in the very first sermon spoken by the Buddha:
"The Noble Truth of the cessation of suffering is this: It is
the complete cessation of that very thirst, giving it up, renouncing
it, emancipating oneself from it, detaching oneself from it"(Dhammacakkappavattana-sutta.
Quoted in Rahula, 93.)
50. Buddhacarita 1:65.
E. B. Cowell, trans., Buddhist Mahayana Texts, Sacred Books
of the East, vol. 49 (Oxford: Oxford University Press, 1894).
51. See, for example, in the
Dhammapada: "Of death are all afraid. Having made oneself
the example, one should neither slay nor cause to slay" (Verse
129) (Dhammapada, trans. John Ross Carter and Mahinda Palihawadana.
New York: Oxford University Press, 1987), p. 35.
52. The idea that violence as
salvific is made explicit by the writers. Whereas they could
have chosen to present the "deaths" of the Agents as of the
same illusory quality as other elements within the software program,
instead, they choose to depict actual humans really dying
through the inhabitation of their "bodies" by the Agents.
This addition is completely unnecessary to the overall plot line; indeed,
the "violence" which takes place in the Hotel could still
be portrayed, with the reassuring belief that any "deaths"
which occur there are simply computer blips. The fact that the writers
so purposefully insist that actual human beings die (i.e. die also within
the power plant) while serving as involuntary "vessels" for
the Agents strongly argues for The Matrixs direct association
of violence with the knowledge required for salvation.
53. See the article by Bryan
P. Stone, "Religion and Violence in Popular Film," JRF Vol.
3, no. 1.
54. When asked whether this irony
was intentional, the Wachowskis reply abruptly but enthusiastically
"Yes!" (Wachowski chat).
55. This is especially true in
the "red pill / blue pill" scene where Neo first meets Morpheus,
and Neo is reflected differently in each lens of Morpheus's glasses.
The Wachowskis note that one reflection represents Thomas Anderson,
and one represents Neo (Wachowski chat).
56. A viewer asked the pertinent
question of the Wachowskis: "Do you believe that our world is in
some way similar to The Matrix, that there is a larger world
outside of this existence?" They replied: "That is a larger
question than you actually might think. We think the most important
sort of fiction attempts to answer some of the big questions. One of
the things that we had talked about when we first had the idea of The
Matrix was an idea that I believe philosophy and religion and mathematics
all try to answer. Which is, a reconciling between a natural world and
another world that is perceived by our intellect" (Wachowski chat).
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